Perspectives:
Contemporary Issues in China
"China’s Cultural & Ethnic Mosaic"
Jim Leibold
jleibold@netvigator.com
I. Introduction
MULTICULTURALISM
Multiculturalism has emerged as one of the more important educational
issues of the last decade in the West, with educators and scholars
alike placing new emphasis upon the role of ethnic and cultural
identity within society.
While multiculturalism has contributed to a reexamination of the
role and place of aboriginal populations, Asian immigrants and other
migrant communities within Australian and American society, I would
argue that the central ideas behind this concept--that is the recognition
that all societies are comprised of ethnically and culturally diverse
yet socially valuable communities--often appears to get lost when
we talk about the "outside world." This is particularly the case
with the way we look at China.
DECONSTRUCTING CHINA
My goal this morning is to complicate your notion of "China" and
the "Chinese." I want to stress the importance of pondering for
a second "who exactly are the so-called Chinese"? I want to suggest
that once we dig a bit deeper into Chinese society and uncover its
diverse linguistic, religious, cultural and ethnic communities,
we quickly come to realize that the Chinese are no more homogenous
than the Australians or the Americans. [And as you have now seen
through my poor Australian accent, I must admit, Yes, I am an American
and hence the repeated references to the States…]
II. CHINA’S OFFICIAL ETHNIC GROUPS
Ethnic and cultural identity in China, much like every thing else
in China, exists on two levels: an official state level and
an unofficial popular level.
First lets turn our attention to the official discourse on ethnic
identity in China. According to the current Chinese administration,
China is a "unitary, multiethnic nation-state," which is comprised
of 56 officially recognized nationalities or minzu in China.
You are undoubtedly familiar with many of these nationalities:
THE HAN MAJORITY
There is the "Han" majority, which according to official
State statistics, represent roughly 92% of China’s 1.3 billion people
and can be found in nearly every corner of the nation. Yet, as you
can see on this map (which has seen better days and is perhaps ready
for retirement), in terms of population density, the Han are chiefly
located in what is called "China proper."
THE NATIONAL MINORITIES
The remaining 8% of China’s population is comprised of 55 officially
recognized national minorities or shaoshu minzu in Chinese. Of which
I am sure you are all familiar with the Tibetans (around
5 million); Mongols (around 5 million); Manchus (nearly
10 million) and the Uygurs (7 million), while others you
may have never heard of such as China’s largest national minority
group the Zhuang (who inhabit Guangxi and Guizhou and have
a population of over 16 million) and some of its smallest ethnic
minorities, such as the 1000 hunter & gather Luoba tribesmen
of the Sichuan highlands or the over 24 ethnic minorities (Dai,
Bai, Lahu, Miao, etc.) that make up 1/3 of the population of
Yunnan Province.
STATE ASSIGNED NATIONAL IDENTITYOne of the points I want
to stress to you this morning is that in the official discourse
on ethnic identity in China, the State exercises near absolute authority
in assigning categories of national identity.
Unlike in many democratic societies, in China, it is the State
who assigns categories of ethnic identity. In China, one’s "nationality"
is designated at birth by the State based upon the nationality of
one’s parents. Each Chinese citizen holds an "identity card" or
shenfenzheng, which in addition to stating one’s name, occupation,
and address also clearly identifies one’s "nationality."
In short, I want to suggest to you that in China, it is the STATE
and not the individual that determines ethnic identity. [Add comparison
with West]
Historical Background on CCP Minority Policy
The recognition that China was a multi-ethnic state was one of the
Chinese Communist Party’s key political planks in its political
and military struggle against the Nationalist Party during the 1920-40s.
While Chiang Kai-shek and the Nationalist Party argued that all
inhabitants of China comprised a single, homogenous Chinese race,
Mao and the Chinese Communists stressed the importance of recognizing
that the Mongols, Tibetan, Manchu, Hui and other peoples were distinct
ethnic minorities; and thus, should be afforded special allowances
and privileges in recognition of their oppressed status. The problem
was that intellectuals within the Communist Party could not agree
upon exactly how many ethnic minorities there were in China: some
contented that there were only five while others argued that there
were at least 12 distinct ethnic groups if not more.
ETHNIC IDENTIFICATION CAMPAIGN
Upon gaining power in 1949, the Communist State launched an ambitious
plan aimed at formally categorizing all the various ethnic groups
in China in order to assist the State in addressing their various
needs. It was time, the Chinese State decided, to find out exactly
how many ethnic groups there were in China for once and all.
The State began by asking those groups within Chinese society that
considered themselves distinct ethnic minorities to formally petition
the state for recognition. Yet, Mao and the new regime in Beijing
were utterly shocked by the results, to say the least. By 1955,
a staggering 400 different groups had registered names for themselves
and applied for recognition--200 alone in the province of Yunnan.
Mao and his fellow revolutionaries were willing to accept that
China was a multiethnic nation-state, yet they had no intention
of recognizing the existence of 400 distinct ethnic minorities.
[One can only image the logistical problems this would create. Take
for example the poor scholar assigned the task of coming up with
enough different colored symbols to draw a map like this showing
China’s ethnic distribution or the expansion necessary to include
all 400 groups in Shanghai Muesums wonderful national minority exhibit.]
Thus, the State dispatched teams of researchers out into the frontier
to scientifically classify the Chinese people. While they were armed
with Joseph Stalin’s rather narrow and unscientific definition of
nationality as those people sharing a common language, territory,
economic life and culture, the resulting process was highly political.
After two years of research and careful consideration, the powerful
State Ethnic Affairs Commission of the Central Government formally
declared in 1957 that the PRC was comprised of 55 nationalities.
What happen to the other 350 odd groups that had petitioned the
State for recognition? Well, most of these groups were collapsed
into large umbrella-like minority groups while others were denied
ethnic minority status all together and labeled as part of the Han
majority.
As would be expected, not everyone was happy with their assigned
ethnic category or even their name. In the years that followed,
hundreds of disgruntled minority communities petitioned the State
for reconsideration. Yet, besides the 11,000 Jiruo people
of Yunnan who were officially recognized as a minority nationality
in 1979, no additional groups have been added since the 1957 pronouncement.
THE HUI
China’s over 9 million "Hui" people represent one of the
best examples of how the Chinese State often arbitrarily assigned
ethnic labels to different groups in society during its ethnic classification
campaign of the 1950’s and the failure of Stalin’s narrow definition
of national identity.
While the "Hui" ethynomn dates back to the 11th century AD, in
the past the term was a religious rather than an ethnic designation.
Prior to the Communist revolution, the term was used to refer to
all those people living within China that either practice Islam
or claimed to be descendents of the Arab and Persian traders who
first arrived in China during the Tang dynasty.
Following the founding of the PRC in 1949, the State officially
recognized--or more appropriately invented--10 Muslim nationalities
in China. In creating these new national groupings--such as the Uigurs,
the Kazaks, Uzbeks and Tartars--language served as the dominate marker
of difference. While each of these communities were practitioners
of Islam, there also spoke distinct languages upon which they could
be distinguished.
Yet, language alone was not sufficient to categorize all the Muslims
living in China. There were literally millions of Chinese Muslims
who spoke the same language, shared the same customs and were physically
indistinguishable from the Han people among whom they lived. The
Party officials in Beijing solved this problem by created a miscellaneous
umbrella category for all these "assimilated Muslims" using the
traditional ethnonym of "Hui."
Diversity of the Hui
Yet, it is impossible to speak of the Hui as a distinct and heterogeneous
people who share-- as is required by the static Stalin definition--a
single common language, territory, economic life and culture.
Language: Linguistically, the Hui speak a wide
variety of languages depending upon where they live: in Tibet they
speak Tibetan while in Mongolia they speak Mongolian, while the
vast majority of them speak Mandarin.
Territory: Territorially, the Hui inhabit every region, province,
city and over 97% of national counties in China. (see Map)
Economic: Economically, the Hui exhibit extensive occupational
diversity: from cadres to clergy, rice farmers to factory workers,
school teachers to camel drivers.
Culture: Culturally, today, it is even difficult to say that
all the Hui are strict followers of Islam. Most Hui in China proper
do not actively practice Islam and the Muslim taboo on eating pork
(which used to be one of the chief signifiers of Hui identity) has
been eroded among many urban Hui professionals.
Physically: Finally, the Hui rarely look little different
from the people they live amongst--exhibiting a remarkable diversity:
In the northwest, many Hui have hazel-green eyes, long bushy beards,
high-bridge noses, light, even red, hair as do most minority inhabitants
of Xinjiang, while the Hui of the south are physically similar to
the Han Chinese.
Thus, what, you ask, binds the Hui together as a single ethnic
group? I would suggest that it is State recognition of them as a
distinct ethnic group.
Where the Hui were once Muslims interacting as co-religionists,
the State identified, institutionalized and in short, invented,
a new nationality with both cultural and political implications.
Yet, over the last 40 years, it can be argued that the State’s label
of Hui nationality (and those of other ethnic groups invented by
the Communist state during the 1950s) have taken on a life of their
own, becoming very meaning categories of identity in China.
CHINESE NATIONAL MINORITY POLICY
At different times over the last 50 years, having "Manchu" or "Hui"
stamped on one’s ID card has been both a source of shame and pride
for the Chinese minorities depending upon who was in power in Beijing
and the way the political winds were blowing.
Cultural Revolution
During the Cultural Revolution, for example, the so-called "national
question" in China was declared by Mao Zedong to be primarily an
issue of "class" and not "national identity." For the national minorities,
Mao’s attack upon "bourgeois thinking" amounted to an outright attack
on all minority "special characteristics." Class rather than nationality
was to be the only maker of difference in society: thus a Tibet
"capitalist roader" was just as evil as a Han "capitalist running
dog."
For some minorities the Cultural Revolution simply required them
to blending in revolutionary society by donning a Mao suit and studying
the political prescripts of Mao’s Little Red Book.
Yet, for many others, it meant their forced assimilation into Han
society. Minority languages, religions, and cultural taboos were
condemned as "backward", and an attempt was made to abolish them
official. These "ethnic characteristics" were labeled as part of
the "Four Olds" (old thinking, old culture, old morality and old
customs) and as such were prime targets for "smashing" by Mao’s
Red Guard youths.
Only Chinese was to be spoken in public, while traditional minority
holidays and festivals were forbidden; minority communities were
prohibited from practicing their religion openly, and minority officials
were replaced by more "revolutionary advanced" Han cadres, while
minority schools and institutions were forced to shut their doors.
Finally, animal husbandry, through which many national minorities
earned a living, was condemned as backward--forcing many minorities
to destroy their pastures, plant grain and become farmers.
Post-Mao Reforms
Yet, the death of Mao in 1976 and Deng Xiaoping’s subsequent rise
to power brought Mao’s experiment in revolutionary praxis to an
end and returned Chinese society to the more moderate policies of
the 1950’s. Modernization rather than class revolution was now declared
China’s top priority and Deng Xiaoping’s Four Modernizations (agriculture,
industry, national defense and science & technology) replaced Mao’s
attack upon the Four Olds.
As a result, Deng introduced a series of affirmative action policies
aimed at aiding China’s economically backward minorities in developing
their communities. These policies stressed the important of recognizing
the "special characteristics" of China’s minority people and affording
them "preferential treatment" so that they could quickly improve
their social and economic standing.
The most important of these "affirmative action policies" were
in the area of family planning, education, politics, the economic
development:
- In the realm of Family Planning most minority communities
were granted exception from the State’s "one child policy" or special
allowance for having extra children.
- In the Educational realm the State established special
minority training academies and schools where instruction was given
in the local language while the minorities were also afforded lower
entrance standards for admission into institutes of higher education.
- In the Political realm the State has created quotas for
minority political representation at all levels of government from
the local county government to the NPC in Beijing.
- Finally, in the realm of the Economy, broader decisions
making power and special economic incentives have been introduced
to help develop minority regions. Last year the Chinese government
announced an aggressive campaign to develop its poor Western regions.
It devised preferential lending and investment policies in a bid
to pull in hesitant foreign investors. The State is also proposing
massive state subsidies in the hope of building 35,000 kilometers
of new roads and 4,000 kilometers of new railway over the next decade--including
a controversial railway linking Tibet with the rest of China.
These new policies and the general opening up of Chinese society
have resulted in a flowering of ethnic identity in China. The Mao
suits have been moth balled in favor of colorful ethnic costumes
as minorities not only celebrate their cultural heritage but also
attempt to attract tourist dollars.
Rise in China Minority Population
Interestingly, the State’s new policy has resulted in a dramatic
increase in the minority population of China.
Take for example, the Manchus population. Since the Chinese state
introduced a new law allowing children of mix-Han-minority parentage
to choose their ethnic identity, the Manchu population has skyrocketed
from 4.2 million in 1982 to 9.8 million in 1990 (a rate of 128%
increase, making the Manchus, who were until recently though to
be nearly assimilated, the fastest growing ethnic group in China
during the 1980s).
This obviously reflects not only a renewed pride in Manchu identity
in China but also the appeal of these new affirmative action policies
in China. As a result of these policies, the national minority population
in China increased 35% during the 1980s from 67 million to 91 million.
The majority of this rather remarkable increase can be explained
as "category-shifting" and not necessary increased birth rates.
In sum, on an official level, the Chinese state is the sole arbitrator
of categories of national identity. Yet, for every single ethnic
group that the State recognizes as legitimate, there are scores
of additional ethnic groups that it attempts to downplay or even
erase from the official discourse.
III. SUB-ETHNIC IDENTITY
Ethnic identities are not entirely absent outside of the official
discourse on national identity in China. In fact, many of the people
classified as members of the Han majority live very "ethnic lives"
in China. On the popular level, I would argue, there exists another
layer of cultural and ethnic diversity in China.
Stop for a moment and ponder the fact that according to the Chinese
government 92% of China’s 1.3 billion people (that is roughly 1
billion people or 1/5 of the world’s population) belong to a single
ethnic group: the so-called "Han Chinese." Common sense defies the
possibility that 1 billion people could possible share a single
language, culture, religion--and most importantly for defining ethnic
identity--think of themselves as a single, ethnically and culturally
homogenous people.
Creating Han Identity
I would argue that this notion of a unified and homogenous Han identity
is a modern political construction. In imperial China, the notion
of an empire-wide "Han national identity" was very weak; rather,
the empire’s inhabitants identified themselves along occupational,
native-place, linguistic and/or lineage lines.
It was not until around the turn of the century that Sun Yat-sen
and other Chinese revolutionaries popularized the idea that the
vast majority of the inhabitants of the Manchu Qing dynasty were
"Han Chinese" distinct from the ruling Manchu people who they wished
to overthrow.
It is not at all surprising that Dr. Sun should turn to the use
of the all-embracing idea of the Han as a national group. Sun Yat-sen
was Cantonese and raised as an overseas Chinese in Hawaii. In Sun’s
era, and still today, there exists a strong suspicion among northern
Chinese of the Cantonese, who are seen as trouble-makers whose loyalties
often lie more with the outside world than with China.
Dr. Sun found an ingenious way to rise above this deeply embedded
north-south ethnocentrism. The use and perhaps the invention of
the term "Han minzu" or Han nationality was a brilliant attempt
to mobilize other non-Cantonese, especially northern Mandarin speakers,
and powerful Zhejiang and Shanghainese merchants, into one overarching
national group against the Manchu and other foreigners threatening
China.
Yet, despite Sun’s success in overthrowing the Manchu Qing dynasty
in 1911 and the popularization of the ethnic category of "Han" under
both the Republican and Communist governments that followed, the
Han Chinese continue on a popular level to identify themselves and
others within their ethnic group according to a wide-spectrum of
"sub-ethnic" categories.
In particular, I want to suggest to you three specific types of
sub-ethnic identity which exists among the Han majority in China
today:
Linguistic and Cultural Sub-groups:
The first type of sub-ethnic identity belongs to those groups that
are defined largely along linguistic and cultural lines.
Linguistic Diversity
In 1949, the Chinese state declared "putonghua" (what literally
translates as the "common language") as the official language of
China and its majority Han people. Yet, for nearly 3/5 of the so-called
Han people, putonghua was anything but a common language. Rather
they speak a number of mutually unintelligible languages.
Generally speaking, the Han people can be divided into eight major
linguistic groups with Mandarin, Shanghainese, Cantonese and Fukienese
being the largest and most widely recognized. Despite the fact that
one finds as much linguistic diversity among these languages as
exists among the Romance languages, they have been classified by
the Chinese State as "dialects" rather than "languages." In China,
linguistic difference only serves as a marker of nationality among
the officially recognized ethnic minorities and not among the majority
Han Chinese. [Pause of a joke: What is the difference between a
language and a dialect? A military and a navy].
While these dialects were forbidden to be spoken in public during
the Cultural Revolution and other times of political upheaval in
China, regional dialects have flourished since Deng Xiaoping’s reforms.
As a result, in Shanghai today, one hears about as much Mandarin
as they do English. Anyone educated in Shanghai after 1949 can speak
Mandarin fluently, but it remains their second-language and certainly
not their language of choice.
Cultural Diversity
These eight linguistic groups are also associated with specific
cultural and social characteristics. Everyone is familiar with the
regional cuisines of China, but few people outside of Chinese know
that, say, the Cantonese and the Shanghainese have their own distinct
music, festivals, burial and marriage customs, and family and lineage
structures.
Each of these linguistic groups are also associated with specific
behavioral stereotypes which are deeply rooted in the popular imagination
of the Chinese people. The Mandarin speakers of the north are generally
consider to be friendly, submissive and orderly; the Sichuanese
are viewed as hot-tempered (due, no doubt, to the over abundance
of chili peppers in their food); the Cantonese are considered shrewd,
clannish, open to new ideas and often impulsive, stubborn and unyielding,
while the Shanghainese are characterized as pragmatic, crafty and
faddish in their love of all things new.
Economic sub-groups:
Another type of sub-ethnic identity exists among those groups that
are defined through markers of economic stigmatization.
Shanghai is home to one of China’s largest stigmatized ethnic groups,
the so-called "Subei" people. In Shanghai, most of the socially
undesirable jobs--such as garbage and night soil collectors, taxi-cab
drivers, prostitutes, and hairdressers--are natives of the poorest
rural areas of northern Jiangsu provinces and have migrated to Shanghai
over the last 100 years in search of new economic opportunities.
In her fine study of these people, American scholar Emily Honig
found that although they are officially recognized as "Han," the
Subei people have been stigmatized for such a long time that they
have begun to think of themselves and act as a distinct ethnic group.
The Tanka or so-called "boat people" of southern China are another
example of an class defined sub-ethnic group. If anyone here has
been to one of the outlining islands of HK or its port town Aberdeen,
you have inevitably seen the Tanka living in their floating communities.
While the origins of the Tanka people are unclear, it appears that
they were originally a group of disposed farmers who decided during
the late Ming or early Qing dynasty to take to the water in order
to eke out a meager existence hawking goods from small sampans or
by operating floating restaurants, barber shops, or prostitution
and opium dens. While many of the more than 3 million pre-revolution
Tanka people have been resettled on land by the PRC government during
the last 40 years, there are still some 50,000 boat-people in Hong
Kong today.
Religious subgroups
The final type of sub-ethnic identity, I want to mention are those
who are defined largely among religious lines.
Kaifeng Jews
The so-called "Kaifeng Jews" are probably one of the most famous
both inside and outside of China. Jewish merchants and traders from
the Middle East first migrated over the Silk Road and into China
around the 12th century. A group of around 5000 families settled
in Kaifeng, which was then the capital city of the Song Dynasty
where they constructed a synagogue in 1163.
Yet, due to a combination of factors, the families gradually assimilated
into Chinese society and stop practicing Judaism. Yet, with China’s
opening to the world in the 1980’s, the international Jewish community
sparked a renewed interests among some of the descendants of these
Jews in Kaifeng. [Insert story from my visit to Kaifeng] And for
a variety of reasons--some economic and other no doubt personal--it
sparked a revival of the Kaifeng Jewish community. Today, there
are around 1000 families in Kaifeng that claim Jewish ancestry and
are trying to revive the Jewish religion in China. The Kaifeng Jews
have also petitioned the State for formal recognition as a national
minority in China. While their efforts have remained unsuccessful,
they continue to register their nationality as Jewish (or Youtai)
on all official documents.
Hakka
FINALLY, the over 40 million Hakka or "Guest families" of Southern
China probably have the strongest claim among all the sub-ethnic
group in China for recognition as a fully-fledged ethnic minority.
Not only are a vast majority of the Hakka’s Christians, but they
also possess their own distinct language and customs (for example
Hakka women did not bind their feet in imperial China), they also
occupy many of the same marginalized and stigmatized professions
as the Tanka or Subei people, and finally, they possess a strong
sense of collective identity which is rooted in their history of
migration from Henan province in Northern China.
Driven out of Henan by a series of ecological disasters around
300 AD, the Hakka gradually migrated southward until they reached
Guangdong and Fujian provinces in the South of China around the
12th century. There they began to farm the marginalized land left
barren by their Cantonese and the Fukianese neighbors, and became
known as the "Guest families" or "Hakka" as distinguished from the
"Native Families" or "Punti."
What is perhaps most interesting about the Hakka is their disproportional
representation among the famous people in Chinese history and contemporary
politics.
- History: Hong Xiuquan, the leaders of the Taiping rebellion;
Sun Yat-sen; the famous Soong family whose daughters married both
Sun Yat-sen and Chiang Kai-shek; and Zhu De, the founder of the
PLA are all associated with some degree of Hakka ancestry.
- Today: Deng Xiaoping, former Chinese prime minister
Li Peng and formers Singapore Prime Minister Lee Kwan-Yew are
said to have all descended from Hakka families.
Yet, Hakka communities in Taiwan and the States and not the Hakka
communities within China are driving much of this discussion about
and pride in Hakka identity. [One group the "Taiwanese Hakka Association
of American" organizes yearly conferences on Hakka identity, publishes
a monthly magazine and maintains a popular website.] Yet, despite
this strong international recognition of Hakka identity, in China
they are still official label as members of the Han ethnic minority.
And I challenge you to find anyone in China who is willing to admits
that the great Deng Xiaoping is anything other than a proud member
of the glorious Han nationality.
IV. CONCLUSION
In conclusion, ethnicity in China, as elsewhere in the world, is
an intensely political process: it represents a complex and on-going
dialogue between popular self-perception (I am proud to be a Hakka),
the stigmatized designation of others (You are a filthy Subei person)
and, most importantly in China, State definitions (You are both
Han Chinese).
Yet, few can deny the fact, that underneath the shroud of national
homogeneity in China, there exists a colorful and rich cultural
and ethnic mosaic.
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